This finance template includes 8 fields. Document internal controls and compliance activities required under Sarbanes-Oxley regulations. Free to customize and use on ZenBuild.
Reviewer Name (text, required)
Department or Business Unit (text, required)
Review Period (text, required)
Control Area (dropdown selection, required) — options: Financial Reporting, IT General Controls, Entity-Level Controls, Process Controls
Controls Verified (checkboxes, required) — options: Segregation of Duties, Access Controls, Change Management, Backup and Recovery, Management Review
Exceptions or Findings (long text, optional)
Overall Compliance Status (dropdown selection, required) — options: Compliant, Non-Compliant, Remediation In Progress
