Financial Audit Checklist

Financial Audit Checklist — Form Fields

This finance template includes 7 fields. Finance managers and controllers use this form to document audit preparation status, track outstanding items, and confirm readiness for internal or external audits. Free to customize and use on ZenBuild.

• Prepared By (text, required)
• Audit Period (text, required)
• Audit Type (dropdown selection, required) — options: Internal Audit, External / Independent Audit, IRS / Tax Authority Audit, SOC 2 Audit, Regulatory Compliance Audit
• Documents Prepared & Available (checkboxes, required) — options: General Ledger (full trial balance), Bank Reconciliations, Accounts Receivable Aging Report, Accounts Payable Aging Report, Fixed Asset Schedule, Payroll Records, Revenue Recognition Documentation
• Are all prior-year audit findings resolved? (multiple choice, required) — options: Yes – all prior findings addressed, No – outstanding items noted below, N/A – First audit
• Outstanding Items or Notes (long text, optional)
• How prepared is your team for this audit? (1 = Not ready, 5 = Fully prepared) (rating, optional)